Financial Services

Advising on Capital, Financing, and Distribution

We advise on corporate finance transactions, credit and leasing arrangements, and the distribution of financial products, and manage the FSC licensing that supports each.

Overview

Advising on Capital, Financing, and Distribution

Corporate Finance Advisory covers the transactional and financing work that sits alongside licensing, advising on capital raising and corporate transactions, structuring credit, factoring and leasing arrangements, and licensing businesses that distribute financial products to clients.

We work with businesses at the transaction level, advising on structure and execution, and handle the FSC licensing that allows a business to operate in corporate finance advisory, credit finance, or product distribution on an ongoing basis.

Three
Licence Categories
Corporate Finance Advisory, Credit Finance/Factoring/Leasing, and Distribution of Financial Products.
FSC
Licensed & Ongoing Support
We manage the licence application and support the reporting and compliance obligations that follow.

What We Provide

Key Features of Our Corporate Finance Service

Corporate Finance Advisory
Advising on capital raising, corporate transactions, and deal structuring, alongside the FSC licence application.
Credit Finance Licensing
Licensing businesses providing credit, factoring, or leasing finance.
Distribution of Financial Products Licensing
Licensing businesses that distribute financial products to clients.
Transaction Structuring
Advising on the structure of specific corporate finance transactions as they arise.
FSC Licence Application
Preparing and submitting applications across all three licence categories.
Ongoing Compliance Support
Advising on the reporting and compliance obligations that come with each licence.

Licence Categories

Licences We Secure

Corporate Finance Advisory
Licensing to advise on corporate finance transactions, capital raising, and deal structuring.
Credit Finance, Factoring & Leasing
Licensing to provide credit, factoring, or leasing finance to clients.
Learn More about Credit Finance, Factoring & Leasing
Distribution of Financial Products
Licensing to distribute financial products to clients.
Learn More about Distribution of Financial Products

Process

How It Works

01
Activity Assessment
Understanding the intended business activity to identify the right licence.
02
Structuring Proposal
Confirming the licence pathway and entity structure required.
03
Documentation Preparation
Preparing the business plan and supporting documents the application requires.
04
FSC Application
Submitting the licence application and managing regulator queries through to approval.
05
Transaction or Product Structuring
For corporate finance mandates, advising on the specific transaction structure.
06
Licensing & Ongoing Support
Finalising the licence and supporting ongoing compliance and reporting.

Requirements

Requirements & Eligibility

When This Service Applies

  • A business wants to provide corporate finance advisory services, such as capital raising or transaction structuring
  • A business wants to provide credit, factoring, or leasing finance to clients
  • A business wants to distribute financial products and needs the appropriate licensing
  • An existing licence holder needs support with a specific transaction or ongoing compliance

Licensing Considerations

  • Each licence category carries its own capital adequacy and compliance requirements, which should be scoped against the business's intended scale
  • Corporate finance advisory work is often transaction-specific, so licensing should be planned alongside the pipeline of anticipated mandates
  • Distribution of Financial Products licensing depends on the specific products being distributed and the client base being served

Common Questions

Frequently Asked Questions

It licenses a business to advise on corporate finance transactions, capital raising, mergers and acquisitions, and deal structuring, on a professional basis in Mauritius.
This licence covers non-bank credit provision, factoring, leasing, and similar financing arrangements, rather than deposit-taking banking activity. We advise on how this licence fits alongside other financing structures.
This depends on the specific products the business intends to distribute; we assess this against the licence's scope during the activity assessment stage.
Yes, beyond the licence application, we provide advisory support on the structure and execution of corporate finance transactions as they arise.
Yes, each carries its own ongoing reporting and compliance obligations to the FSC, which we support after licensing.
Yes, subject to FSC approval and the business's capacity to meet the combined requirements. We advise on sequencing where more than one licence is being pursued.

Continue Exploring

Related Services

Securities & Investment Dealer/Adviser Licensing & Management Services
Related licensing for dealing, advising, and asset management.
Learn More about Securities & Investment Dealer/Adviser Licensing & Management Services
Sovereign Funds
Corporate finance advisory work often intersects with sovereign and institutional mandates.
Learn More about Sovereign Funds
Ongoing Regulatory Compliance & Governance
AML, monitoring, and governance support across all licensed activities.
Learn More about Ongoing Regulatory Compliance & Governance

Have a Transaction or Licence in Mind?

Speak with our corporate finance team about capital raising, credit financing, or product distribution licensing.

Request a Consultation